| Company Name | Ticker | Date |
| PIMCO Monthly Enhanced Income Fund | PMEI.UN | 12/23/2024 |
| FireFly Metals Ltd. | FFM | 12/16/2024 |
| Mulvihill Enhanced Split Preferred Share ETF | SPFD | 12/06/2024 |
| SavvyLong Geared Crude Oil ETF | CLUP | 11/29/2024 |
| SavvyLong Geared Natural Gas ETF | NGUP | 11/29/2024 |
| SavvyShort Geared Crude Oil ETF | CLDN | 11/29/2024 |
| SavvyShort Geared Natural Gas ETF | NGDN | 11/29/2024 |
| Groupe Dynamite Inc. | GRGD | 11/21/2024 |
| Dynamic Credit Opportunities Fund | DXCO | 11/14/2024 |
| Dynamic Global Fixed Income Fund | DXBG | 11/14/2024 |
| Dynamic Short Term Credit PLUS Fund | DXCP | 11/14/2024 |
| Birchtech Corp. | BCHT | 11/12/2024 |
| Picton Mahoney Fortified Investment Grade Alternative Fund | PFIG | 11/11/2024 |
| Vizsla Silver Corp. | VZLA | 11/07/2024 |
| Global X Mid-Term Government Bond Premium Yield ETF | PAYM | 11/06/2024 |
| Global X Long-Term Government Bond Premium Yield ETF | PAYL | 11/06/2024 |
| Global X Gold Producers Index ETF | GLDX | 11/06/2024 |
| Global X Equal Weight Canadian Telecommunications Index ETF | RING | 11/06/2024 |
| Global X Equal Weight Canadian Oil & Gas Index ETF | NRGY | 11/06/2024 |
| Global X Equal Weight Canadian Insurance Index ETF | SAFE | 11/06/2024 |
| Global X Equal Weight Canadian Groceries & Staples Index ETF | MART | 11/06/2024 |
| Dynamic Active Bond ETF | DXBB | 10/30/2024 |
| Dynamic Active Corporate Bond ETF | DXCB | 10/30/2024 |
| BMO MSCI EAFE High Quality Index ETF | ZIQ | 10/28/2024 |
| Capital Group World Bond Select ETFTM (Canada) | CAPW | 10/23/2024 |
| Capital Group Multi-Sector Income Select ETFTM (Canada) | CAPM | 10/23/2024 |
| Capital Group International Equity Select ETFTM (Canada) | CAPI | 10/23/2024 |
| Capital Group Global Equity Select ETFTM (Canada) | CAPG | 10/23/2024 |
| A & W Food Services of Canada Inc. | AW | 10/18/2024 |
| South Bow Corporation | SOBO | 10/01/2024 |
| Saltire Capital Ltd. | SLT.U | 09/30/2024 |
| JPMorgan US Equity Premium Income Active ETF | JEPI | 09/30/2024 |
| JPMorgan Nasdaq Equity Premium Income Active ETF | JEPQ | 09/30/2024 |
| iShares Flexible Monthly Income ETF (CAD-Hedged) | XFLX | 09/30/2024 |
| Evolve Canadian Aggregate Bond Enhanced Yield Fund | AGG | 09/25/2024 |
| iShares Flexible Monthly Income ETF | XFLI | 09/25/2024 |
| South Bow Corporation | SOBO | 09/25/2024 |
| Corton Enhanced Income Fund | RAAA | 09/17/2024 |
| Hamilton U.S. T-Bill YIELD MAXIMIZER TM ETF | HBIL | 09/13/2024 |
| Vanguard Canadian Ultra-Short Government Bond Index ETF | VVSG | 09/11/2024 |
| CI Global Quality Dividend Growth Index ETF | CGQD.B | 09/09/2024 |
| Forstrong Global Balanced ETF | FGBL | 09/09/2024 |
| Mackenzie Bluewater Next Gen Growth ETF | MNXT | 09/09/2024 |
| Mackenzie Core Resources ETF | MORE | 09/09/2024 |
| Mackenzie Global Equity ETF | MGQE | 09/09/2024 |
| Mackenzie International Equity ETF | MIQE | 09/09/2024 |
| Evolve Canadian Utilities Enhanced Yield Index Fund | UTES | 09/03/2024 |
| Harvest Amazon Enhanced High Income Shares ETF | AMHE | 08/20/2024 |
| Harvest Amazon High Income Shares ETF | AMZH | 08/20/2024 |
| Harvest Eli Lilly Enhanced High Income Shares ETF | LLHE | 08/20/2024 |
| Harvest Eli Lilly High Income Shares ETF | LLYH | 08/20/2024 |
| Harvest Microsoft Enhanced High Income Shares ETF | MSHE | 08/20/2024 |
| Harvest Microsoft High Income Shares ETF | MSFH | 08/20/2024 |
| Harvest NVIDIA Enhanced High Income Shares ETF | NVHE | 08/20/2024 |
| Harvest NVIDIA High Income Shares ETF | NVDH | 08/20/2024 |
| PIMCO Canadian Core Bond Fund | CORE | 08/16/2024 |
| Invesco Canadian Core Plus Bond ETF | ICCB | 08/14/2024 |
| Invesco Global Bond ETF | ICGB | 08/14/2024 |
| Invesco S&P 500 Equal Weight Income Advantage ETF | QQCI | 08/14/2024 |
| Invesco S&P 500 Equal Weight Income Advantage ETF | EQLI | 08/14/2024 |
| Coppernico Metals Inc. | COPR | 08/13/2024 |
| Russell Investments Global Equity Pool | RIGE | 08/08/2024 |
| Westgold Resources Limited | WGX | 08/06/2024 |
| CI U.S. Aggregate Bond Covered Call ETF | CCBD | 08/02/2024 |
| Mercer Park Opportunities Corp. | SPAC.V | 07/19/2024 |
| G Mining Ventures Corp. | GMIN | 07/17/2024 |
| Brompton International Cash Flow Kings ETF | KNGX | 07/17/2024 |
| CEMATRIX Corporation | CEMX | 07/16/2024 |
| CI Global Unconstrained Bond Fund | CUBD | 07/15/2024 |
| iShares S&P 500 3% Capped Index ETF | XUSC | 07/10/2024 |
| iShares S&P 500 3% Capped Index ETF (CAD-Hedged) | XSPC | 07/10/2024 |
| IsoEnergy Ltd. | ISO | 07/08/2024 |
| Dynamic Active Global Gold ETF | DXAU | 06/28/2024 |
| Dynamic Active Mining Opportunities ETF | DXMO | 06/28/2024 |
| Dynamic Active Real Estate ETF | DXRE | 06/28/2024 |
| Quadravest Preferred Split Share ETF | PREF | 06/26/2024 |
| Hamilton REITs YIELD MAXIMIZER TM ETF | RMAX | 06/19/2024 |
| Mackenzie Canada Low Volatility ETF | MCLV | 06/05/2024 |
| Mackenzie Global Dividend ETF | MGDV | 06/05/2024 |
| Mackenzie US Low Volatility ETF | MULV | 06/05/2024 |
| Sprott Physical Copper Trust | COP.U | 06/05/2024 |
| Franklin All-Equity ETF | EQY | 06/04/2024 |
| Franklin Conservative Income ETF Portfolio | CNV | 06/04/2024 |
| Franklin Core ETF Portfolio | CBL | 06/04/2024 |
| Franklin Growth ETF Portfolio | GRO | 06/04/2024 |
| Brompton Canadian Cash Flow Kings ETF | KNGC | 05/31/2024 |
| Brompton U.S. Cash Flow Kings ETF | KNGU | 05/31/2024 |
| Global X All-Equity Asset Allocation Covered Call ETF | EQCC | 05/28/2024 |
| Fidelity Emerging Markets Fund | FCEM | 05/21/2024 |
| Fidelity Global Equity+ Balanced Fund | FGEB | 05/21/2024 |
| Fidelity Global Equity+ Fund | FGEP | 05/21/2024 |
| Fidelity Tactical High Income Fund | FTHI | 05/21/2024 |
| Global X Enhanced Nasdaq-100 Index ETF | QQQL | 05/21/2024 |
| Global X Enhanced S&P 500 Index ETF | USSL | 05/21/2024 |
| Global X Short-Term Government Bond Premium Yield ETF | PAYS | 05/21/2024 |
| Accelerate Diversified Credit Income Fund | INCM | 05/14/2024 |
| Global X Artificial Intelligence & Technology Index ETF | AIGO | 05/14/2024 |
| Global X Innovative Bluechip Top 10 Index ETF | TTTX | 05/14/2024 |
| Global X Nasdaq-100 Index ETF | QQQX | 05/14/2024 |
| Global X S&P 500 Index ETF | USSX | 05/14/2024 |
| Global X S&P/TSX 60 Index ETF | CNDZ | 05/14/2024 |
| Infrastructure Dividend Split Corp. | IS | 05/08/2024 |
| CI Global Artificial Intelligence ETF | CIAI | 05/06/2024 |
| Guardian Investment Grade Corporate Bond Fund | GIGC | 04/29/2024 |
| RBC Target 2025 U.S. Corporate Bond ETF | RUQN | 04/23/2024 |
| RBC Target 2026 U.S. Corporate Bond ETF | RUQO | 04/23/2024 |
| RBC Target 2027 U.S. Corporate Bond ETF | RUQP | 04/23/2024 |
| RBC Target 2028 U.S. Corporate Bond ETF | RUQQ | 04/23/2024 |
| RBC Target 2029 U.S. Corporate Bond ETF | RUQR | 04/23/2024 |
| RBC Target 2030 Canadian Corporate Bond Index ETF | RQS | 04/23/2024 |
| RBC Target 2030 Canadian Government Bond ETF | RGQS | 04/23/2024 |
| RBC Target 2030 U.S. Corporate Bond ETF | RUQS | 04/23/2024 |
| Desjardins American Equity Index ETF | DMEU | 04/17/2024 |
| Desjardins Canadian Corporate Bond Index ETF | DCBC | 04/17/2024 |
| Desjardins Canadian Equity Index ETF | DMEC | 04/17/2024 |
| Desjardins International Equity Index ETF | DMEI | 04/17/2024 |
| Harvest Balanced Income & Growth Enhanced ETF | HBIE | 04/12/2024 |
| Harvest Balanced Income & Growth ETF | HBIG | 04/12/2024 |
| Harvest Industrial Leaders Income ETF | HIND | 04/12/2024 |
| G2 Goldfields Inc. | GTWO | 04/09/2024 |
| TD Target 2025 Investment Grade Bond ETF | TBCE | 04/08/2024 |
| TD Target 2025 U.S. Investment Grade Bond ETF | TBUE.U | 04/08/2024 |
| TD Target 2026 Investment Grade Bond ETF | TBCF | 04/08/2024 |
| TD Target 2026 U.S. Investment Grade Bond ETF | TBUF.U | 04/08/2024 |
| TD Target 2027 Investment Grade Bond ETF | TBCG | 04/08/2024 |
| TD Target 2027 U.S. Investment Grade Bond ETF | TBUG.U | 04/08/2024 |
| Franklin Canadian Government Bond Fund | FGOV | 04/05/2024 |
| Evovest Global Equity ETF | EVO | 03/27/2024 |
| Evolve Artificial Intelligence Fund | ARTI | 03/22/2024 |
| BMO Gold Bullion ETF | ZGLD | 03/07/2024 |
| BMO Gold Bullion Hedged to CAD ETF | ZGLH | 03/07/2024 |
| GEx Minerals Ltd. | NGEX | 02/22/2024 |
| TD Cash Management ETF | TCSH | 02/21/2024 |
| Canadian Large Cap Leaders Split Corp. | NPS | 02/21/2024 |
| Mackenzie World Low Volatility ETF | MWLV | 02/16/2024 |
| Satellos Bioscience Inc. | MSCL | 02/15/2024 |
| Greenfire Resources Ltd. | GFR | 02/08/2024 |
| Hamilton U.S. Financials Yield Maximizer ETF | FMAX | 02/06/2024 |
| Hamilton Healthcare Yield Maximizer ETF | LMAX | 02/06/2024 |
| Hamilton Gold Producer Yield Maximizer ETF | AMAX | 02/06/2024 |
| Hamilton Energy Yield Maximizer ETF | EMAX | 02/06/2024 |
| Patriot Battery Metals Inc. | PMET | 02/01/2024 |
| Horizons USD High Interest Savings ETF | UCSH.U | 01/17/2024 |
| Invesco Morningstar Global Next Gen AI Index ETF | INAI | 01/17/2024 |
| Invesco US Treasury Floating Rate Note Index ETF (USD) | IUFR.U | 01/17/2024 |
| CI U.S. Enhanced Momentum Index ETF | CMOM | 01/15/2024 |
| CI U.S. Enhanced Value Index ETF | CVLU | 01/15/2024 |
| Harvest Canadian T-Bill ETF | TBIL | 01/15/2024 |
| Harvest Premium Yield 7-10 Year Treasury ETF | HPYM | 01/15/2024 |
| G Mining Ventures Corp. | GMIN | 01/11/2024 |
| Arrow EC Equity Advantage Alternative Fund | ADIV | 01/10/2024 |
